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The Legal Book

Guiding you through today's legal questions
In the modern world, there's a wealth of new laws and legal issues that we all need to
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Ex-FINRA Enforcement Chief Joins Bingham McCutchen

Susan Merrill, who spent six years as head of enforcement for the New York Stock Exchange regulatory arm and the entity that succeeded it, will join Bingham McCutchen’s broker-dealer group in New York this week. Merrill stepped down last month as chief of enforcement at the Financial Industry Regulatory Authority, a private corporation that regulates brokerage firms and trading markets.

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