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Oct 13, 2011 0
Former Juniper Networks general counsel Lisa Berry’s backdating settlement with the Securities and Exchange Commission this week may have symbolized the end of an era — but the vigor with which the agency has pursued corporate executives on fraud claims has left a lasting impression on lawyers.
Oct 10, 2011 0
Lisa Berry, the former general counsel for Juniper Networks and KLA-Tencor accused of backdating stock options, has settled her case with the Securities and Exchange Commission.
Oct 10, 2011 0
Lisa Berry, the former general counsel for Juniper Networks and KLA-Tencor accused of backdating stock options, has settled her case with the Securities and Exchange Commission. Berry has agreed to pay a civil penalty of $350,000 plus give up $77,120 in profits allegedly gained through backdating.
Sep 26, 2011 0
On Monday, Standard & Poor’s parent company McGraw-Hill reported its receipt of a Wells notice from the U.S. Securities and Exchange Commission, warning of potential civil charges against the ratings agency for its role in the recent mortgage crisis.
Sep 19, 2011 0
The Securities and Exchange Commission is expected to ask the U.S. Department of Justice this week to examine whether former SEC general counsel David Becker violated any criminal conflict-of-interest laws related to his profits from the Bernard Madoff Ponzi scheme.
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